Consultant- Risk & Regulatory Compliance

  • Job Ref: 8984
  • New York
  • Accounting and Finance

What You’ll Get to Do:

Develop frameworks, approaches, solutions, and recommendations that address challenges related to the functioning and transformation of the financial services industry

Produce insights, analyses, and recommendations to provide strategic guidance, improve client performance, and drive understanding of client issues

Build new solutions, toolkits, best practice documents, and consulting approaches that can be applied across the company.

What You’ll Bring with You:

2+ years of relevant experience in financial services or management consulting, preferably with some of that experience in a risk and/or regulatory context Experience drafting memos against project documentation, standards/artifacts, and reviewing companion documentation

Experience reviewing regulatory commitments, evaluating the design of deliverables, and documenting the closure for further review and sign-off by senior management

Experience working within a team, but also able to operate independently and use good judgment in interacting with senior risk and compliance clients

Familiarity and previous working experience with any of the following: Finance concepts and accounting including General Ledger and other core Finance functions Risk concepts (e.g., operational risk, compliance risk, third party risk) is a plus US Regulatory Authorities (e.g., SEC, FINRA, CFTC, OCC, MSRB, FED, CFPB etc.) and analyzing regulatory obligations

Understanding of controls from a business process perspective Ability to effectively to ensure the completion of project deliverables that exceed client expectations

Ability to analyze problems, apply analytical approaches and communicate findings effectively/confidently

Advanced MS Excel and MS PowerPoint skills
Project Management Experience
Bachelor's degree